Publicly Held Joint Stock Companies and Capital Markets

Publicly Held Joint Stock Companies and Capital Markets

Navigating the complex regulatory landscape of publicly held joint stock companies and capital markets requires specialized legal expertise. At AESY Legal, we provide comprehensive legal services tailored to the unique needs of publicly held companies, ensuring that they comply with all relevant laws, regulations, and corporate governance principles. Our goal is to help these companies operate smoothly, maintain transparency, and protect shareholder interests while navigating the intricacies of capital markets.

Legal Support for Publicly Held Joint Stock Companies

Publicly held joint stock companies are subject to a wide range of legal requirements and obligations. AESY Legal offers expert guidance in the following areas:

• Public Disclosure Requirements: We assist companies in meeting their public disclosure obligations, ensuring that all material information is accurately and timely disclosed to the market.
• Corporate Governance Compliance: Our team helps companies adhere to corporate governance principles, fostering transparency, accountability, and fairness within the organization.
• Regulatory Compliance: We provide comprehensive support in navigating regulatory requirements, including those set by the Capital Markets Board (CMB) and other relevant authorities.
• General Assembly Meetings: From convening to conducting general assembly meetings, we ensure that all legal procedures are followed, and shareholder rights are protected.
• Transactions with Related Parties: We advise on transactions with related parties, ensuring that such dealings are conducted fairly and in compliance with legal standards.
• Transfer Pricing and Significant Transactions: Our team provides legal advice on transfer pricing policies and guides companies through significant transactions, including mergers, acquisitions, and restructurings.
• Exercise of the Appraisal Right: We assist shareholders in exercising their appraisal rights, ensuring that their interests are safeguarded in significant corporate actions.
• Mandatory Takeover Procedures: AESY Legal guides companies and investors through the complexities of mandatory takeover offers, ensuring compliance with regulatory requirements and protection of stakeholder interests.

Preparing Companies for Initial Public Offerings (IPO)

A successful initial public offering (IPO) requires meticulous preparation and expert legal guidance. AESY Legal plays a crucial role in preparing companies for the IPO process, with services that include:

• Articles of Association and Privileges: We draft and review the articles of association, ensuring they align with legal requirements and reflect the company’s strategic goals. We also advise on shareholder privileges and other corporate governance matters.
• Prospectus Preparation: Our team contributes to the preparation of the prospectus, providing legal opinions and ensuring that all necessary disclosures are made in accordance with regulatory standards.

Legal Support for Investors in Capital Markets

AESY Legal also offers comprehensive legal support to investors, particularly in matters related to capital market crimes. Our services include:

• Market Abuse and Insider Trading: We provide legal advice and defense strategies in cases of market abuse, insider trading, and other capital market crimes, ensuring that our clients are fully compliant with legal requirements.
• Manipulation and Regulatory Violations: We represent clients in investigations and proceedings related to market manipulation and other regulatory violations, protecting their interests and mitigating risks.

Expertise and Strategic Insight

AESY Legal’s team of seasoned professionals brings deep expertise and strategic insight into the legal challenges faced by publicly held joint stock companies and capital market participants. Whether preparing for an IPO, managing compliance, or addressing capital market crimes, we are committed to delivering solutions that align with our clients’ business objectives and legal obligations.